Sr. Compliance Manager

Company Description

R24_0012546

#LI – Remote

Job Description

This role will support the Legal leader responsible for Global Ethics and Compliance. 

In this role, you will serve as a key point of contact for the global Ethics and Compliance corporate office, addressing all matters related to our Code of Conduct, compliance policies, processes, and programs. You will also support the day-to-day operations of the Ethics and Compliance function within the Legal Department. 

Your responsibilities will include conducting thorough corporate investigations. You will gather and analyze information to objectively establish facts, prepare detailed findings reports, recommend remedial actions, and effectively communicate outcomes to stakeholders. 

To succeed, you will need to collaborate across various business units, cultures, and geographies within a complex corporate environment, fostering a culture of compliance and accountability. Additionally, you will drive a culture of continuous improvement within compliance programs, implementing new processes and enhancing existing ones. 

The Work:

• Conduct internal corporate investigations globally, end-to-end
• Coordinate information requests across corporate functions and geographies
• Analyze records, including financial data, e-discovery and other relevant information
• Leverage strong attention to detail to thoroughly examine information gathered, spot discrepancies and trends that may indicate fraud or misconduct
• Interview suspects, witnesses and other relevant parties to gather information
• Work with internal teams, operational SMEs to identify gaps and conduct root cause analysis
• Identify remedial actions, prepare notes on investigation findings and evidence, clearly communicating outcomes to internal stakeholders
• Maintain organized records of investigations, ensuring thorough documentation
• Ensure confidentiality and maintain respect and impartiality
• Partner cross-functionally with global and regional corporate departments to advance all Ethics and Compliance activities
• Assist with Audit Committee reporting
• Review corporate policies for consistency and practicality
• Review policy exceptions and approval requests
• Provide support and advice to internal stakeholders on compliance matters
• Assist in developing Ethics and Compliance communication tools, training materials and execute awareness campaigns
• Lead limited-time projects, provide updates, produce status reports, and compile monthly/quarterly reports, as needed
• Demonstrate initiative and a global mindset in responsibilities with minimal direct supervision
• Manage workload efficiently and perform responsibilities proficiently
• Develop a deep understanding of Company’s operations, products and compliance programs
• Perform any and all additional duties to support Global Ethics and Compliance
• Occasional travel may be required

Qualifications

Minimum Qualifications 

• Bachelor’s degree in a related field from an accredited university
• Experience in internal investigations or audit
• Demonstrated proficiency in Microsoft Office, particularly Excel
• Ability to analyze data in Excel to identify patterns, discrepancies, and potential evidence of misconduct
• Ability to calculate performance metrics in Excel for use in reporting
• Technological savviness and ability to quickly learn new software programs, inclusive of AI
• Ability to assess situations, identify patterns, uncover critical information, and make informed decisions based on evidence
• Strong skills in gathering and analyzing information from various sources, such as documents, spreadsheets, and interviews, including identifying small but important details or discrepancies
• Excellent communication skills, both written and verbal, with the ability to work independently and collaboratively
• Good judgment for timely decision-making in fast-paced environment
• Experience presenting findings and recommendations, and addressing dissenting opinions
• Strong organizational and time-management skills, capable of managing workload independently and efficiently
• Project management skills with a proactive approach to problem-solving
• Impeccable integrity and unbiased judgment
• Collaborative interpersonal skills, with a focus on transparency, inclusion and respect
• Flexibility to adjust work hours for interactions in multiple time zones
• A sense of humor and common sense are a plus

Preferred Qualifications – Nice to have, but not required 

• Experience in fraud, cyber fraud, or other financial crime-related analysis, investigations, or other equivalent
• Relevant professional certifications (investigations, fraud, etc.)
• Proficiency in a foreign language (Spanish or Mandarin/Simplified Chinese preferred)
• Experience conducting global internal corporate investigations or internal audits, with an understanding of multi-jurisdictional complexities
• Knowledge of KYC and DDQ practices, anti-bribery and corruption laws
• Experience with e-discovery software, preferably Microsoft Purview
• Experience with ethics hotline case management systems (NAVEX preferred)
• Experience in a publicly traded company with a large international footprint

Additional Information

This role has a market-competitive salary with an anticipated base compensation of the following range: $92,000 – $120,000. Actual salaries will vary depending on a candidate’s experience, qualifications, skills, and location. This role might also be eligible for a performance-based bonus. Other benefits include a flexible working environment, comprehensive health insurance, industry-leading parental leave, life insurance, education support, and more.

Our Benefits

• Flexible working environment
• Volunteer time off
• LinkedIn Learning
• Employee-Assistance-Program (EAP)

About NIQ

NIQ is the world’s leading consumer intelligence company, delivering the most complete understanding of consumer buying behavior and revealing new pathways to growth. In 2023, NIQ combined with GfK, bringing together the two industry leaders with unparalleled global reach. With a holistic retail read and the most comprehensive consumer insights—delivered with advanced analytics through state-of-the-art platforms—NIQ delivers the Full View™. NIQ is an Advent International portfolio company with operations in 100+ markets, covering more than 90% of the world’s population.

For more information, visit NIQ.com

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Our commitment to Diversity, Equity, and Inclusion

NIQ is committed to reflecting the diversity of the clients, communities, and markets we measure within our own workforce. We exist to count everyone and are on a mission to systematically embed inclusion and diversity into all aspects of our workforce, measurement, and products. We enthusiastically invite candidates who share that mission to join us. We are proud to be an Equal Opportunity/Affirmative Action-Employer, making decisions without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability status, age, marital status, protected veteran status or any other protected class. Our global non-discrimination policy covers these protected classes in every market in which we do business worldwide. Learn more about how we are driving diversity and inclusion in everything we do by visiting the NIQ News Center: https://nielseniq.com/global/en/news-center/diversity-inclusion

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